• Private Client Strategies™ (PCS™) Request for Proposal

    Private Client Strategies™ (PCS™) Request for Proposal

  • Date of Request
     - -
  • Requested Delivery Date*
     - -
  • Is this a Current Client of Yours?*
  • Provide Blank Paperwork with Proposal?*
  • Provide Morningstar X-Ray in Proposal?*
  • If yes:
  • Provide Transition Sheet in Proposal?*

  • (Transition sheet details allocation & holdings change from any existing accounts to the proposed)

  • Income Needed?*
  • Time Horizon of the Portfolio (until depleted)
  • Select Most Appropriate Account Type*

  • Tax Rates to be Assumed

  • Tax Sensitivity*
  • Most Appropriate Portfolio Risk Tolerance**

  • Specify Equity/Fixed Income Ratio: /

  • *Default equity/fixed income ratios if not specified in IAR Instructions below: ¹- 30% equity/ 70% fixed income; ²- 50% equity/ 50% fixed income; ³- 70% equity/ 30% fixed income

  • Goals & Objectives of the Portfolio (Provide necessary details in boxes provided below)

  • *Note: Client may experience capital gains or losses from tax loss harvesting request. Vicus Capital does not provide tax or legal advice.

  • Direct Indexing*
  • Preferred Social Mandate Screening*

  • Capital Gains Budget: Initial: % Annual: %      

  • Non-Discretionary Contract Required?
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  • Upon clicking submit, a PDF copy of the PCS RFP will be sent to the Sales and Marketing Team at Vicus Capital.  A PDF copy of the request will also be provided to the email entered into the "Deliver RFP Confirmation to:" field.

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