Financial Planning: Executive Summary & Planning Priorities

Prepared for

Date

Prepared by

I. GOALS AND OBJECTIVES

In order of priority; short, medium, and long term:

II. CURRENT FINANCIAL POSITION

Brief overview of existing financial condition:

III. GENERAL FINANCIAL PLANNING

A. Net Worth

B. Cash Flow Management

C. Emergency Funds

D. Mortgage / Refinance Analysis

E. Debt Management (i.e. Auto Loans, Student Loans, Credit Cards)

F. Goal Specific Planning (i.e. second home, major expense such as home improvement or weddings, etc.)

G. Special Needs (i.e. Divorce, Health Issues, Family Dependent Needs)

H. Other

IV. RETIREMENT

A. Summary of Analysis

B. Social Security and Medicare

C. Retirement Savings / Accumulation

D. Retirement Income / Asset Spend Down

E. Closely Held Business(es) (Retirement Plan Selection, Succession Planning, etc.)

F. Other

V. INVESTMENT PLANNING

A. Asset Allocation

B. Equity Compensation

C. Other

VI. EDUCATION

A. Gap Analysis

B. Savings and Funding Strategies

C. Other

VII. RISK MANAGEMENT/ INSURANCE

A. Life Insurance

B. Disability Insurance

C. Long Term Care Insurance

D. Health Insurance

E. Property & Casualty (Homeowners, Auto, Umbrella, Professional or Business)

F. Other

G. Business & Commercial

H. Other

VIII. TAX EFFICIENCY

A. Tax Diversification Strategies

B. Charitable Giving Strategies

C. Impact of Transaction (buying or selling a home or business, etc.)

D. Other

E. Other

IX. ESTATE PLANNING

A. Basic Documents (will, health care directive, etc.)

B. Property Titling / Beneficiary(ies)

C. General Estate / Inheritance Tax Planning

D. Living Trusts

E. Irrevocable Life Insurance Trusts

F. Advanced Planning (Marital Trusts, GRATs, FLPs, etc.)

G. Other

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