Model Program RFP

Request for Proposal
New or Existing Submission
Requested Delivery Date: (Please allow 2 business days for delivery)*

MonthDayYear
Date
Date of Request*

MonthDayYear
Date
Client Name(s)*
Provide Blank Paperwork with Proposal?*

YesNo
Advisor Name(s)*
Account Registration Name*
Value of Assets to be Placed in Account*
Current Holdings Analysis Requested? (Only available for accounts > $200k)

Yes (Current statement of holdings required)No
Submit Current Statement of Holdings

Cancelof
Program Selection:*
Client Risk Tolerance: "(45/55)" is equal to 45% equities / 55% fixed income. Fields below follow this format.
Percentage of Total Client Net Worth Represented
Income Needed?

YesNo
Dollar Amount ($)
Frequency
ex. Monthly, Yearly
Start Date
ex. 10-25-2023 or 'Immediately'
End Date

MonthDayYear
Date
Time Horizon of the Portfolio (until depleted)

Short Term (1-4 yrs)Intermediate (5-9 yrs)Long Term (10+ yrs)
Tax Sensitivity

Taxable BondsMunicipal Bonds
Active Income Strategy
AIS - Client Risk Tolerance

Conservative 4% Income TargetModerate 5% Income Target
All Cap Equity Strategies
ACES - Client Risk Tolerance - Growth

GrowthValue
Vicus Capital / American Funds Dedicated Strategies
AFDS - Client Risk Tolerance

Conservative 20/80Moderate 40/60Moderate 60/40Growth 80/20Growth 98/2
Vicus Capital / Capital Group Dedicated ETF Strategies
CGDS - Client Risk Tolerance

Conservative 20/80Moderate 40/60Moderate 60/40Growth 80/20Growth 98/2
Vicus Capital / American Funds Focused Strategies
AFFS - Client Risk Tolerance

Conservative 20/80Conservative 30/70Moderate 40/60Moderate 50/50Moderate 60/40Growth 70/30Growth 80/20Growth 90/10Growth 98/2
Core Bond Strategies
Vicus Capital Strategy Requested:

Core Bond StrategyCore Plus Bond Strategy
CBS - Client Risk Tolerance:

Conservative (100% Fixed Income)
Core Opportunity Strategy™ (CoreOps™)
COS - Client Risk Tolerance

Conservative (35/65)Moderate (45/55)Moderate (55/45)Moderate (60/40)Moderate (65/35)Growth (75/25)Growth (85/15)Growth (98/2)
Dynamic Fixed Income Strategy
DFI - Client Risk Tolerance:

Conservative
Elements Strategy
Path Selection (Select One to Show Risk Tolerance Options)

ProSelect™ ETPVicus Capital / American Funds Focused StrategiesVicus Capital / Capital Group Dedicated ETF Strategies
ELPS - Client Risk Tolerance

Conservative (10/90)Conservative (20/80)Conservative (30/70)Moderate (40/60)Moderate (50/50)Moderate (60/40)Growth (70/30)Growth (80/20)Growth (90/10)Growth (98/2)
ELAF - Client Risk Tolerance

Conservative (20/80)Conservative (30/70)Moderate (40/60)Moderate (50/50)Moderate (60/40)Growth (70/30)Growth (80/20)Growth (90/10)Growth (98/2)
ELCG - Client Risk Tolerance

Conservative (20/80)Moderate (40/60)Moderate (60/40)Growth (80/20)Growth (98/2)
ESG Elements Strategy
ESG Standard Strategy
ESGS - Client Risk Tolerance

Conservative (30/70)Moderate (40/60)Moderate (50/50)Moderate (55/45)Moderate (60/40)Growth (70/30)Growth (80/20)Growth (90/10)Growth (98/2)
ESG Focused CoreOps™
ECOS - Client Risk Tolerance

Conservative (35/65)Moderate (45/55)Moderate (55/45)Moderate (60/40)Moderate (65/35)Growth (75/25)Growth (85/15)Growth (98/2)
Faith Based Elements Strategy
Faith Based Standard Strategy
FBSS - Client Risk Tolerance

Conservative (30/70)Moderate (40/60)Moderate (50/50)Moderate (55/45)Moderate (60/40)Growth (70/30)Growth (80/20)Growth (90/10)Growth (98/2)
Faith Focused CoreOps™
FCOS - Client Risk Tolerance

Conservative (35/65)Moderate (45/55)Moderate (55/45)Moderate (60/40)Moderate (65/35)Growth (75/25)Growth (85/15)Growth (98/2)
Global alphaTrend Strategy™ (GTS™)
GTS - Client Risk Tolerance

Conservative (35/65)Moderate (45/55)Moderate (55/45)Moderate (60/40)Moderate (65/35)Growth (75/25)Growth (85/15)Growth (98/2)
Liquid Alternatives Strategy
LAS - Client Risk Tolerance:

Conservative
Managed Money Market Solution
Money Market Fund Category

Retail Money Market FundGovernment Money Market Fund
Tax Sensitivity

TaxableMunicipal
Managers Direct
Available Models (select one):
BlackRock

Target Allocation Smart Beta Model 100/0 - Growth - Taxable
Fidelity

Sector Equity Business Cycle Model - Growth - Taxable
Invesco

BulletShares Corporate Bond Ladder 0-5 Year - Conservative - TaxableBulletShares Corporate Bond Ladder 0-7 Year - Conservative - TaxableBulletShares Corporate Bond Ladder 0-10 Year - Conservative - TaxableBulletShares Municipal Bond Ladder 0-5 Year - Conservative - MunicipalBulletShares Municipal Bond Ladder 0-7 Year - Conservative - MunicipalBulletShares Municipal Bond Ladder 0-10 Year - Conservative - MunicipalDynamic U.S. Factor Rotation Portfolio - Growth - Taxable
ProSelect™ ETP
ProSelect™ Mutual Fund
PSL - Client Risk Tolerance

Conservative (10/90)Conservative (20/80)Conservative (30/70)Moderate (40/60)Moderate (50/50)Moderate (60/40)Growth (70/30)Growth (80/20)Growth (90/10)Growth (98/2)
Protection Focused Strategy
PFS - Client Risk Tolerance:

Conservative (100% Fixed Income)
U.S. Dividend Equity Strategy
USDE - Client Risk Tolerance:

Growth (98% Equity / 2% Fixed Income)
U.S. Equity Factors Strategy
USEF - Client Risk Tolerance:

Growth (98% Equity / 2% Fixed Income)
Comments
Deliver RFP Confirmation to (email address):*
Your email: example@example.com
Upon clicking submit, a PDF copy of the Model Program RFP will be sent to the Sales and Marketing Team at Vicus Capital. A PDF copy of the request will also be provided to the email entered into the "Deliver RFP Confirmation to:" field.
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Request for Proposal

Active Income Strategy

All Cap Equity Strategies

Vicus Capital / American Funds Dedicated Strategies

Vicus Capital / Capital Group Dedicated ETF Strategies

Vicus Capital / American Funds Focused Strategies

Core Bond Strategies

Core Opportunity Strategy™ (CoreOps™)

Dynamic Fixed Income Strategy

Elements Strategy

ESG Elements Strategy

ESG Standard Strategy

ESG Focused CoreOps™

Faith Based Elements Strategy

Faith Based Standard Strategy

Faith Focused CoreOps™

Global alphaTrend Strategy™ (GTS™)

Liquid Alternatives Strategy

Managed Money Market Solution

Managers Direct

ProSelect™ ETP

ProSelect™ Mutual Fund

Protection Focused Strategy

U.S. Dividend Equity Strategy

U.S. Equity Factors Strategy